Report ID: DDL-20260312-001
Generated: March 12, 2026
Classification: CONFIDENTIAL
Counterparty Due Diligence Report
UAE Federal Decree-Law No. 10/2025 (AML/CFT/CPF) Compliant
1.8 / 10
Composite Risk Score
LOW RISK — Clear to Engage
Subject Information
Legal Name Petro Commodities AG
Jurisdiction Switzerland (Canton Zug)
Registration No. CHE-123.456.789
Incorporation Date 14 June 2019
Industry Commodity Trading (Petroleum)
Registered Address Bahnhofstrasse 42, 6300 Zug
Requesting Entity
Company Gulf Energy Trading DMCC
DMCC License No. DMCC-XXXXX
Requested By Head of Compliance
Purpose Pre-deal CDD (Crude Oil)
Sanctions Screening
List Entity Check Director Check UBO Check
OFAC SDN List CLEAR CLEAR CLEAR
EU Consolidated Sanctions CLEAR CLEAR CLEAR
UN Security Council CLEAR CLEAR CLEAR
UK OFSI CLEAR CLEAR CLEAR
UAE Local List CLEAR CLEAR CLEAR
FATF High-Risk Jurisdictions CLEAR CLEAR CLEAR

Screened against 200+ global sanctions lists. Last updated: March 12, 2026 04:00 UTC.

PEP & Adverse Media Screening
Individual Role PEP Status Adverse Media
Marcus Schneider CEO / Director NO PEP NONE
Elena Vogt CFO / Director NO PEP NONE
Johann Keller UBO (68%) NO PEP NONE
Ultimate Beneficial Ownership (UBO)

Traced to 10%+ threshold per DMCC Directive 2024 (stricter than Federal 25%)

Johann Keller
Swiss national, DOB: 1972 | Direct ownership
68%
Keller Family Trust
Established 2015, Zug | Via Keller Holding GmbH
20%
Elena Vogt
Swiss national, DOB: 1985 | Direct ownership
12%

UBO transparency: Full (100% ownership accounted for). Source: Swiss Commercial Registry, Zefix.

Composite Risk Assessment
Sanctions Exposure 0.0
PEP Proximity 0.0
Jurisdiction Risk 1.2
UBO Complexity 2.5
Industry Risk (Petroleum) 4.0
Adverse Media 0.0
Corporate Structure 2.0
Financial Indicators 1.5
Weighted Composite Score
1.8 / 10
Scale: 0 (no risk) — 10 (maximum risk) | Threshold: >6.0 triggers EDD
Recommendation
PROCEED — Standard Due Diligence Sufficient
Based on comprehensive screening across sanctions, PEP, UBO, adverse media, and risk factors, Petro Commodities AG presents low risk for counterparty engagement. No enhanced due diligence (EDD) is required at this time. Standard ongoing monitoring recommended at 12-month intervals per DL 10/2025 Article 16.
DL 10/2025 Obligations Covered
Customer Due Diligence (Art. 14)
Sanctions Screening (Art. 22)
PEP Identification (Art. 17)
UBO Identification (Art. 15)
Risk Assessment (Art. 5)
Record Keeping (Art. 24)
Adverse Media Screening
Ongoing Monitoring (Art. 16)
الملخص بالعربية — Arabic Summary
تقرير العناية الواجبة للطرف المقابل
متوافق مع المرسوم بقانون اتحادي رقم 10/2025 (مكافحة غسل الأموال/تمويل الإرهاب)
الاسم القانوني Petro Commodities AG
الاختصاص القضائي سويسرا (كانتون زوغ)
درجة المخاطر منخفضة — 1.8 / 10
التوصية المضي قدماً — العناية الواجبة القياسية كافية
العقوبات لا توجد ✓
أشخاص مكشوفون سياسياً لا يوجد ✓
تم فحص الطرف المقابل ضد أكثر من 200 قائمة عقوبات دولية ومحلية. جميع المالكين المستفيدين النهائيين تم تحديدهم حتى عتبة 10% وفقاً لتوجيهات مركز دبي للسلع المتعددة.

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